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- Programme in Securities Operations and Risk Management
Programme In Securities Operations And Risk Management
Online
12 Weeks
₹ 4,720
Inclusive of GST
Quick facts
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Medium of instructions
English
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Mode of learning
Self study, Virtual Classroom
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Mode of Delivery
Video and Text Based
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Course and certificate fees
Fees information
certificate availability
certificate providing authority
The syllabus
Chapter 1: Introduction to the Securities Market
Chapter 2: Market Participants in the Securities Market
- Introduction
- Investors
- Issuers
- Intermediaries
- Regulator
Chapter 3: Introduction to Securities Broking Operations
- Introduction to the Trade Life Cycle
- Front Office Operations
- Middle Office Operations
- Back Office Operations
Chapter 4: Risk Management
- Risk Management
- Compliances and Regulatory Reporting
- Core Settlement Guarantee Fund
Chapter 5: Clearing Process
- Introduction
- Role of the Clearing Agency
- Clearing Banks and Their Function
- Clearing Members / Custodians
- Depositories & Depository Participants
- Clearing Process
Chapter 6: Settlement Process
- Introduction
- Determination of Settlement Obligations - Equity Segment
- Settlement of Funds
- Settlement of Securities
- Corporate Actions Adjustment
- Auction of Securities
Chapter 7: Investor Grievances and Arbitration
- Introduction
- Investor Grievance
- Investor Protection Fund
- Arbitration
Chapter 8: Other Services provided by Brokers
- Introduction
- IPO Applications
- Trading of Mutual Fund Units
Instructors
Ms S. Supritha
Instructor
Freelancer