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Customer Protection Rule 15C3-3
By New York Institute of Finance, New York via Edx
Intermediate
Online
2 WeeksQuick Facts
| Medium Of Instructions | Mode Of Learning | Mode Of Delivery |
|---|---|---|
| English | Self Study | Video and Text Based |
Courses and Certificate Fees
| Certificate Availability | Certificate Providing Authority |
|---|---|
| yes | New York Institute of Finance, New York |
The Syllabus
- Regulatory Environment Overview
- Rule 15C3-3 Reserve Formula
- Settlement
- Custody and Asset Servicing
- Margin
- Stock Record
- Rule 15C3-3 Reserve Formula
Instructors
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