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Quick Facts

Medium Of Instructions	Mode Of Learning	Mode Of Delivery
English	Self Study	Video and Text Based

Course Overview

As firms are expanding and technology is advancing, the market is also witnessing a rise in operational issues. This has resulted in the development of more strict policies and standards, which are altering the way businesses conduct their operations. The Compliance Management online course by UCT teaches how to develop an ethical compliance culture within an organization.

An organization's compliance role has never been more important than it is now because it now has to actively monitor everything from internal regulations to employee behaviour. The Compliance Management Training gives a thorough grasp of compliance and Risk management, which can be applied to a variety of scenarios.

The Compliance Management syllabus teaches to ensure a company's long-term viability by following rules, enacting policies, and adopting a systematic approach to controlling compliance risk. The course is endorsed by CISA. After the course completion, candidates will be given one-year membership in the Compliance Institute Southern Africa (CISA).

The Highlights

10-12 hours per week
Course provider Getsmarter
8 weeks duration
Split option of payment
Online learning
Self-paced learning
Projects and assessments
Shareable certificate
Downloadable resources
University of Cape Town offering

Programme Offerings

Live polls
video lectures
Self-paced learning
quizzes
online learning
Offline resources
Infographics
Case Studies

Courses and Certificate Fees

Certificate Availability	Certificate Providing Authority
yes	UCT Cape Town

Fee type	Fee amount in INR
Compliance Management fees	Rs. 65,750

The Compliance Management fee is Rs. 65,750 . Students will also have two choices to choose from at the time of admission. They can either pay the whole fee amount at once or in two installments. A 3% service fee will be imposed as an administrative fee if the student decides to pay the full amount in installments. The fee amount can be paid with a debit/credit card or a bank wire transfer.

Eligibility Criteria

Certification Qualifying Details

To qualify for the Compliance Management certification, Students are required and complete all training modules, as well as present coursework and projects, and participate in-class formative assessments such as exams, surveys, live polls, case studies, and other similar activities. The grading scale is mostly dependent on the student's online submission of a series of assignments and activities. To be certified, students need to understand all of the regulations outlined in the study guide and satisfy all of the prerequisites.

What you will learn

Knowledge of ITILKnowledge of engineering

Upon the completion of UCT’s Compliance Management via Getsmarter, Candidates will gain a better understanding of regulatory compliance through practical case studies, academic theory, and self-reflection. Students will learn how to create a compliance risk assessment that includes controls that take into account the rating scale and regulatory risk universe. Candidates will learn about the instruments that may be used to establish a compliance organisation in a changing risk environment.

Who it is for

Risk Management AnalystCompliance ManagerRisk Management Specialist

Professionals having some expertise in compliance, law, or regulatory risk who want to advance into a strategic role within an organization by building on their prior compliance or legal expertise.
Those who are already working in the regulatory field and want to formalize and develop their existing abilities.
Risk management analyst, Business executives who want to learn more about compliance in order to help their support team and enhance business performance.

Admission Details

For admission in the Compliance Management training online, follow the steps mentioned below:

Step 1. Go through the official link to open the course page

Step 2. Locate the ‘Register Now’ button and click to further proceed

Step 3. Read the terms and conditions carefully and agree to proceed

Step 4. Fill in personal details to make your account on Getsmarter

Step 5. Fill in the billing address details and if someone is paying your fee, add the sponsor information on the billing address page

Step 6. Pay the fee to start the training.

The Syllabus

Identify the role of the board and key executives in overseeing compliance risk
Interpret the King IV Code for effective organizational sustainability
Review the relationships between the compliance officer and various organizational stakeholders
Articulate the practicalities of effective board oversight
Identify the needs of the board of directors in relation to ethical practice

Explain how context can determine the position of a compliance function in an organization
Discuss the organizational structure in which a compliance function operates
Show the compliance function as the second line of defense
Deduce the importance of collaboration and communication between the compliance function and other stakeholders
Illustrate the importance of resourcing to ensure the effective performance of a compliance function
Evaluate features of compliance frameworks

Describe the organizational and behavioural elements that impede a compliance culture
Identify the limitations of a compliance officer and the need for a compliance culture in an organization
Reflect on how a compliance officer can use their strengths to influence an organization's compliance culture
Determine the drivers that contribute to an organization's compliance culture

Identify the types and elements of compliance risk
Recognize compliance risk as a type of organizational risk
Determine how elements of a regulatory universe translate into risk drivers
Determine the mandate of a compliance function to manage risk
Interpret the law to identify risks=
Analyze an organization's risk matrices
Articulate the subjective nature of risk impact and risk likelihood

Articulate reputation as an element of compliance risk
Outline the principles for effective risk rating
Determine the risks associated with legislation
Categorise the impact of risks on a risk-rating scale using risk drivers and subjective insight
Apply a process for evaluating and managing risks

Determine the compliance impact of existing policies or structures in an organization
Outline the use of controls to mitigate risks
Analyze the strategic impact of controls
Design controls for a compliance risk management plan
Assess the impact of the human factor on the optimisation of risk ratings and controls

Indicate which data points can be monitored
Describe the objectives of monitoring and reporting in the risk management process
Articulate the ethical considerations for monitoring and reporting
Recommend various monitoring and reporting methods
Use foundational principles for monitoring and reporting
Draft a report that consolidates key insights from a monitoring process
Predict which stakeholders would be included in a risk management report

Discuss how conflicts might result in ethical failures
Describe the role of ethics in compliance
Deduce the impact of disruptive technologies on compliance risk management
Reflect on your learning journey
Predict which technological trends might contribute to compliance risk

Instructors

UCT Cape Town Frequently Asked Questions (FAQ's)

1: What is the compliance process?

The compliance process ensures that all employees obey the company's rules and regulations.

2: What is a compliance tool?

Compliance tools are computer programs that simplify or accelerate systems and processes that firms use in order to meet industrial, security, legal, and regulatory standards.

3: How do I get compliance certified?

By learning compliance management from UCT, candidates will be awarded a compliance completion certificate.

4: What is the best compliance certification?

CRCM (certified regulatory Compliance manager) is the best compliance certification.

5: Which course should I pursue to become a compliance officer?

Candidates must study Compliance Management to become a compliance officer